Zenfinex Regulation

“Trade with a Broker where Client Security and Protection is of Utmost Importance”

As a vocal advocate of increased regulation and investor protection, Zenfinex Limited is fully regulated by the Financial Conduct Authority (FCA) under the firm reference number: 816055. The FCA is often seen as one of the most respected regulators in the industry due to its strict surveillance of its participants. As a highly regulated firm, Zenfinex is committed to keeping its clients money safe and operates under strict European regulations.




According to FCA regulations, we must follow and meet strict financial standards, including capital adequacy requirements. On a regular basis, Zenfinex is required to submit financial reports to regulators. These standards are enforced by the FCA, which has the right to fine firms and/or terminate their regulatory status for any violations.

Accounts with Zenfinex are segregated in accordance with FCA client money rules. Accordingly, in the unlikely event of default, client funds held in segregated accounts are protected, and cannot be used to benefit other creditors.


A World Renowned Regulator

The Financial Conduct Authority is considered to be one of the top regulators worldwide. Zenfinex decided to obtain the FCA license given increasing security and transparency demands from investors and traders across the industry. A plethora of global brokerage licenses are available however we desired to be regulated by the FCA, one of the most in-depth and thorough regulators worldwide. We feel this gives our clients the extra protection they need when trading.

Our Matched Principal FCA License

As an exclusive Matched Principal FCA licensee holder, Zenfinex is strictly an agency broker with 100% DMA / STP execution. We are forbidden from holding proprietary positions internally, meaning we do not hold any risk against our clients. Zenfinex is solely an intermediary between the client, liquidity providers and exchanges. The fact that we do not hold a market making license brings a transparency and non conflict of interest not easily found at other brokers.

Zenfinex’s Regulatory Responsibilities

Zenfinex must follow and meet strict financial standards, including capital adequacy requirements. On a regular basis, Zenfinex is required to submit financial reports to the FCA. In addition, internal and external audits are performed on a periodic basis. FCA standards are strictly enforced as they have the right to fine firms and/or terminate regulatory status for any violations.



Accounts with a Top Tier Bank

Client funds are held in segregated accounts with Barclays Bank, a tier one bank based in the United Kingdom. Our client accounts are held in US Dollars, GBP Sterling, and Euros. These accounts are kept 100% completely segregated from Zenfinex’s operating capital. To see the details of our client segregated bank accounts, click on deposit now.

Segregation of Client Funds

Zenfinex maintains segregated client accounts to ensure that client funds are fully segregated from company operating funds at all times. Client accounts have the required coding to ensure that they are used for clients funding purposes. All client funds deposited follow our strict policies and procedures, with activities monitored and reviewed by our external and internal auditors on an ongoing basis.

Fund Protection

As an FCA regulated firm, Zenfinex’s retail client funds are protected by the Financial Services Compensation Scheme (FSCS). With current protection up to £50,000, our clients have extra peace of mind their funds are secure with Zenfinex. Click on the FSCS website for more information.